pcti-sd.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM SD

SPECIALIZED DISCLOSURE REPORT

 

 

PCTEL, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

 

 

Delaware

 

000-27115

 

77-0364943

(State or Other Jurisdiction of

Incorporation)

 

(Commission File

Number)

 

(IRS Employer
Identification No.)

471 Brighton Drive

Bloomingdale, Illinois 60108

(Address of Principal Executive Offices, including Zip Code)

Kevin J. McGowan (630) 372-6800

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1 to December 31, 2020.

 

 

 


 

 

 

Section 1 – Conflict Minerals Disclosure

Item 1.01. Conflict Minerals Disclosure and Report

In accordance with Section 1502 of the Dodd-Frank Act, which added Section 13(p) to the Securities and Exchange Act of 1934, as amended, PCTEL, Inc. has filed this Specialized Disclosure Report on Form SD and Conflict Mineral Report for the reporting period January 1, 2020 to December 31, 2020.  

Item 1.02. Exhibit

A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available along with the Company’s Conflict Minerals Policy at www.pctel.com under Corporate Governance.

Section 2 – Exhibits

Item 2.01. Exhibits

Exhibit 1.01 – Conflict Minerals Report

 


 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 1, 2021

 

 

 

 

 

 

PCTEL, INC.

 

 

By:

 

/s/ Kevin J. McGowan

 

 

Kevin J. McGowan, Chief Financial Officer

 

pcti-ex101_6.htm

EXHIBIT 1.01

 

CONFLICT MINERALS REPORT OF PCTEL, INC.

IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Company Overview

 

PCTEL, Inc. (“PCTEL” or “The Company” or “our”) is a leading global provider of wireless technology, including purpose-built Industrial Internet of Things (“IoT”) devices, antenna systems, and test and measurement solutions. The Company solves complex wireless challenges to help organizations stay connected, transform, and grow and accordingly, we have expertise in RF, digital and mechanical engineering. The Company has two businesses (antennas & Industrial IoT devices and test & measurement products) that address three market segments: Enterprise Wireless, Intelligent Transportation, and Industrial IoT. During 2020, the Company assembled its antennas and Industrial IoT devices at its facilities in Tianjin, China, and Bloomingdale, Illinois and at contract manufacturers in China and elsewhere.  The Company performs final assembly of all test & measurement products at the Company’s facility in Clarksburg, Maryland.

 

The Company has determined that the following conflict minerals are necessary to the functionality or production of our products: solder (cassiterite), electrical capacitors (tantalum), electrical connectors (gold) and semiconductors (gold).  In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”), the Company undertook due diligence to determine whether the necessary conflict minerals in the Company’s products were or were not “DRC conflict free”. This is the PCTEL’s Conflict Minerals Report of PCTEL for products for which manufacturing was completed during calendar year 2020 in accord with Rule 13p-1. Numerous terms in this Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.

 

Overview of Conflict Minerals Process and Reasonable Country of Origin Inquiry

 

The Company’s conflict minerals due diligence program is designed to facilitate compliance with Dodd-Frank Section 1502 and Rule 13p-1. The Company has developed and implemented a reasonable and documented due diligence process, consistent with the Organisation for Economic Co-operation and Development (“OECD”) Guidelines, to determine the use, source, and origin of columbite-tantalite (also known as coltan), cassiterite, wolframite, gold and their derivatives tantalum, tin and tungsten (collectively, “3TG”) in our global product portfolio, and specifically, whether any of them originated in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”).  Representatives from the Company’s Finance, Manufacturing Management, Supply Chain, and Quality teams participate in the Conflict Minerals Program and support compliance.  In addition, the Company utilizes a qualified independent third-party provider to assist with identifying and surveying suppliers, and to provide additional data collection and data analysis assistance.

 

The Company communicates to its suppliers and the public the Company’s DRC Conflict Free Sourcing Policy for the supply chain of minerals originating from Conflict-Affected and High-Risk Areas. The Company’s policy can be found at www.pctel.com.

 

The Company maintains internal standard operating procedures that provide a process to be followed in order to generate and maintain the information needed to comply with Dodd-Frank Section 1502.

 

Suppliers are assessed as part of a vendor due diligence and compliance assessment program. Suppliers identified as providing parts to the Company that include conflict minerals are tracked through an information system that captures and categorizes supplier and product information.

 

 


EXHIBIT 1.01

 

 

The Company conducted a reasonable country of origin inquiry (“RCOI”) by circulating a supply-chain survey with direct suppliers of components that contain conflict minerals using the Conflict Minerals Reporting Template (“CMRT”).  The purpose of this supplier survey was to identify, if possible, the supply chain, including smelters and refiners who contribute refined conflict minerals to the Company’s products. The Company made follow-up inquiries to obtain as much needed information as possible from as many suppliers as possible. Supplier responses were validated by evaluating the consistency of responses with other response and information known about supplies and suppliers.

 

The Company compared the smelters and refiners identified by direct suppliers via the supply-chain survey against the list of smelter facilities that have received a “conflict free” designation by participating in an independent third-party smelter audit.

 

 

Due Diligence Results

 

The Company received responses from 49% of the vendors surveyed.  Based on information provided in vendor surveys, we believe the facilities used to process the necessary 3TG in our products include 332 different smelters or refiners (“SORs”). Those SORs and their respective country locations are set forth in Appendix A to this Conflict Minerals Report. Based on review of the RMI SOR database, 237 of these SORs are Responsible Minerals Assurance Process (RMAP) conformant, which accounts for approximately 71% of the 332 SORs. The Company intends to continue to encourage those vendors who currently source 3TG from SORs that are not RMAP Conformant to transition to RMAP Conformant SORs or request the SORs they use to become RMAP Conformant.

 

 

Risk Mitigation/Future Due Diligence Measures

 

The Company has a continuous improvement plan that describes steps taken to mitigate the risks that its acquisition of necessary conflict minerals necessary to produce its products will benefit armed groups in the Covered Countries.  Included in these are the following steps.  The plan includes the following steps, among others, to continue to improve our due diligence measures:

 

 

Continue to assess the risks in our supply chain of conflict minerals sourced from the Covered Countries

 

Continue to work with third-party service providers to review and validate our supplier responses

 

Continue to influence our vendors to encourage the use of RMAP and other compliant sources

 

Continue to monitor supply chain developments in the Covered Countries, as well as other similar supply chain issues, and SOR improvements

 

Engage suppliers during the year to communicate expectations

 

 

 

 

 

 

 

 

 

 

 


EXHIBIT 1.01

 

 

Appendix A

 

Metal

Standard Smelter Name

Smelter Facility Location

Smelter ID

Gold

8853 S.p.A.

ITALY

CID002763

Gold

Abington Reldan Metals, LLC

UNITED STATES OF AMERICA

CID002708

Gold

Advanced Chemical Company

UNITED STATES OF AMERICA

CID000015

Gold

African Gold Refinery

UGANDA

CID003185

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

CID000019

Gold

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

CID002560

Gold

Alexy Metals

UNITED STATES OF AMERICA

CID003500

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

CID000035

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

CID000058

Gold

Argor-Heraeus S.A.

SWITZERLAND

CID000077

Gold

Asahi Pretec Corp.

JAPAN

CID000082

Gold

Asahi Refining Canada Ltd.

CANADA

CID000924

Gold

Asahi Refining USA Inc.

UNITED STATES OF AMERICA

CID000920

Gold

Asaka Riken Co., Ltd.

JAPAN

CID000090

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

CID000103

Gold

AU Traders and Refiners

SOUTH AFRICA

CID002850

Gold

Augmont Enterprises Private Limited

INDIA

CID003461

Gold

Aurubis AG

GERMANY

CID000113

Gold

Bangalore Refinery

INDIA

CID002863

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

Gold

Boliden AB

SWEDEN

CID000157

Gold

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Gold

C.I Metales Procesados Industriales SAS

COLOMBIA

CID003421

Gold

Caridad

MEXICO

CID000180

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

CID000185

Gold

Cendres + Metaux S.A.

SWITZERLAND

CID000189

Gold

CGR Metalloys Pvt Ltd.

INDIA

CID003382

Gold

Chimet S.p.A.

ITALY

CID000233

Gold

Chugai Mining

JAPAN

CID000264

 


EXHIBIT 1.01

 

Gold

Daye Non-Ferrous Metals Mining Ltd.

CHINA

CID000343

Gold

Degussa Sonne / Mond Goldhandel GmbH

GERMANY

CID002867

Gold

Dijllah Gold Refinery FZC

UNITED ARAB EMIRATES

CID003348

Gold

DODUCO Contacts and Refining GmbH

GERMANY

CID000362

Gold

Dowa

JAPAN

CID000401

Gold

DS PRETECH Co., Ltd.

KOREA, REPUBLIC OF

CID003195

Gold

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

CID000359

Gold

Eco-System Recycling Co., Ltd. East Plant

JAPAN

CID000425

Gold

Eco-System Recycling Co., Ltd. North Plant

JAPAN

CID003424

Gold

Eco-System Recycling Co., Ltd. West Plant

JAPAN

CID003425

Gold

Emerald Jewel Industry India Limited (Unit 1)

INDIA

CID003487

Gold

Emerald Jewel Industry India Limited (Unit 2)

INDIA

CID003488

Gold

Emerald Jewel Industry India Limited (Unit 3)

INDIA

CID003489

Gold

Emerald Jewel Industry India Limited (Unit 4)

INDIA

CID003490

Gold

Emirates Gold DMCC

UNITED ARAB EMIRATES

CID002561

Gold

Fidelity Printers and Refiners Ltd.

ZIMBABWE

CID002515

Gold

Fujairah Gold FZC

UNITED ARAB EMIRATES

CID002584

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

INDIA

CID002852

Gold

Geib Refining Corporation

UNITED STATES OF AMERICA

CID002459

Gold

Gold Coast Refinery

GHANA

CID003186

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

CID002243

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CHINA

CID001909

Gold

Guangdong Jinding Gold Limited

CHINA

CID002312

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CHINA

CID000651

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CHINA

CID000671

Gold

Heimerle + Meule GmbH

GERMANY

CID000694

Gold

Heraeus Metals Hong Kong Ltd.

CHINA

CID000707

Gold

Heraeus Precious Metals GmbH & Co. KG

GERMANY

CID000711

Gold

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000767

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CHINA

CID000773

Gold

HwaSeong CJ CO., LTD.

KOREA, REPUBLIC OF

CID000778

 


EXHIBIT 1.01

 

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

CID000801

Gold

International Precious Metal Refiners

UNITED ARAB EMIRATES

CID002562

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Gold

Istanbul Gold Refinery

TURKEY

CID000814

Gold

Italpreziosi

ITALY

CID002765

Gold

JALAN & Company

INDIA

CID002893

Gold

Japan Mint

JAPAN

CID000823

Gold

Jiangxi Copper Co., Ltd.

CHINA

CID000855

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

CID000927

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

CID000929

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Gold

K.A. Rasmussen

NORWAY

CID003497

Gold

Kaloti Precious Metals

UNITED ARAB EMIRATES

CID002563

Gold

Kazakhmys Smelting LLC

KAZAKHSTAN

CID000956

Gold

Kazzinc

KAZAKHSTAN

CID000957

Gold

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

CID000969

Gold

KGHM Polska Miedz Spolka Akcyjna

POLAND

CID002511

Gold

Kojima Chemicals Co., Ltd.

JAPAN

CID000981

Gold

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

CID002605

Gold

Kundan Care Products Ltd.

INDIA

CID003463

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

CID001029

Gold

Kyshtym Copper-Electrolytic Plant ZAO

RUSSIAN FEDERATION

CID002865

Gold

L'azurde Company For Jewelry

SAUDI ARABIA

CID001032

Gold

Lingbao Gold Co., Ltd.

CHINA

CID001056

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CHINA

CID001058

Gold

L'Orfebre S.A.

ANDORRA

CID002762

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Gold

LT Metal Ltd.

KOREA, REPUBLIC OF

CID000689

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CHINA

CID001093

Gold

Marsam Metals

BRAZIL

CID002606

Gold

Materion

UNITED STATES OF AMERICA

CID001113

 


EXHIBIT 1.01

 

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Gold

MD Overseas

INDIA

CID003548

Gold

Metal Concentrators SA (Pty) Ltd.

SOUTH AFRICA

CID003575

Gold

Metallix Refining Inc.

UNITED STATES OF AMERICA

CID003557

Gold

Metalor Technologies (Hong Kong) Ltd.

CHINA

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

CID001152

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

CID001147

Gold

Metalor Technologies S.A.

SWITZERLAND

CID001153

Gold

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

CID001161

Gold

Mitsubishi Materials Corporation

JAPAN

CID001188

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Gold

MMTC-PAMP India Pvt., Ltd.

INDIA

CID002509

Gold

Modeltech Sdn Bhd

MALAYSIA

CID002857

Gold

Morris and Watson

NEW ZEALAND

CID002282

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

CID001204

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

CID001220

Gold

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

Gold

NH Recytech Company

KOREA, REPUBLIC OF

CID003189

Gold

Nihon Material Co., Ltd.

JAPAN

CID001259

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

CID002779

Gold

Ohura Precious Metal Industry Co., Ltd.

JAPAN

CID001325

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

CID001326

Gold

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

CID000493

Gold

PAMP S.A.

SWITZERLAND

CID001352

Gold

Pease & Curren

UNITED STATES OF AMERICA

CID002872

Gold

Penglai Penggang Gold Industry Co., Ltd.

CHINA

CID001362

Gold

Planta Recuperadora de Metales SpA

CHILE

CID002919

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

CID001386

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

 


EXHIBIT 1.01

 

Gold

PX Precinox S.A.

SWITZERLAND

CID001498

Gold

QG Refining, LLC

UNITED STATES OF AMERICA

CID003324

Gold

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

CID001512

Gold

Refinery of Seemine Gold Co., Ltd.

CHINA

CID000522

Gold

REMONDIS PMR B.V.

NETHERLANDS

CID002582

Gold

Royal Canadian Mint

CANADA

CID001534

Gold

SAAMP

FRANCE

CID002761

Gold

Sabin Metal Corp.

UNITED STATES OF AMERICA

CID001546

Gold

Safimet S.p.A

ITALY

CID002973

Gold

SAFINA A.S.

CZECH REPUBLIC

CID002290

Gold

Sai Refinery

INDIA

CID002853

Gold

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

Gold

Samwon Metals Corp.

KOREA, REPUBLIC OF

CID001562

Gold

Sancus ZFS (L’Orfebre, SA)

COLOMBIA

CID003529

Gold

SAXONIA Edelmetalle GmbH

GERMANY

CID002777

Gold

Sellem Industries Ltd.

MAURITANIA

CID003540

Gold

SEMPSA Joyeria Plateria S.A.

SPAIN

CID001585

Gold

Shandong Humon Smelting Co., Ltd.

CHINA

CID002525

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CHINA

CID001619

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

CID001622

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CHINA

CID002527

Gold

Shirpur Gold Refinery Ltd.

INDIA

CID002588

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

CID001736

Gold

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID002516

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

CID001756

Gold

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

CID001761

Gold

Sovereign Metals

INDIA

CID003383

Gold

State Research Institute Center for Physical Sciences and Technology

LITHUANIA

CID003153

Gold

Sudan Gold Refinery

SUDAN

CID002567

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

 


EXHIBIT 1.01

 

Gold

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

CID002918

Gold

T.C.A S.p.A

ITALY

CID002580

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

CID001916

Gold

Tokuriki Honten Co., Ltd.

JAPAN

CID001938

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CHINA

CID001947

Gold

Tony Goetz NV

BELGIUM

CID002587

Gold

TOO Tau-Ken-Altyn

KAZAKHSTAN

CID002615

Gold

Torecom

KOREA, REPUBLIC OF

CID001955

Gold

Umicore Precious Metals Thailand

THAILAND

CID002314

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

CID001980

Gold

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

CID001993

Gold

Valcambi S.A.

SWITZERLAND

CID002003

Gold

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

CID002030

Gold

WIELAND Edelmetalle GmbH

GERMANY

CID002778

Gold

Yamakin Co., Ltd.

JAPAN

CID002100

Gold

Yokohama Metal Co., Ltd.

JAPAN

CID002129

Gold

Yunnan Copper Industry Co., Ltd.

CHINA

CID000197

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Tantalum

Asaka Riken Co., Ltd.

JAPAN

CID000092

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Tantalum

D Block Metals, LLC

UNITED STATES OF AMERICA

CID002504

Tantalum

Exotech Inc.

UNITED STATES OF AMERICA

CID000456

Tantalum

F&X Electro-Materials Ltd.

CHINA

CID000460

Tantalum

FIR Metals & Resource Ltd.

CHINA

CID002505

Tantalum

Global Advanced Metals Aizu

JAPAN

CID002558

Tantalum

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

CID002557

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

CID000616

Tantalum

H.C. Starck Co., Ltd.

THAILAND

CID002544

Tantalum

H.C. Starck Hermsdorf GmbH

GERMANY

CID002547

Tantalum

H.C. Starck Inc.

UNITED STATES OF AMERICA

CID002548

 


EXHIBIT 1.01

 

Tantalum

H.C. Starck Ltd.

JAPAN

CID002549

Tantalum

H.C. Starck Smelting GmbH & Co. KG

GERMANY

CID002550

Tantalum

H.C. Starck Tantalum and Niobium GmbH

GERMANY

CID002545

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

CID002512

Tantalum

Jiangxi Tuohong New Raw Material

CHINA

CID002842

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

CID002506

Tantalum

KEMET Blue Metals

MEXICO

CID002539

Tantalum

LSM Brasil S.A.

BRAZIL

CID001076

Tantalum

Metallurgical Products India Pvt., Ltd.

INDIA

CID001163

Tantalum

Mineracao Taboca S.A.

BRAZIL

CID001175

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001192

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Tantalum

NPM Silmet AS

ESTONIA

CID001200

Tantalum

PRG Dooel

NORTH MACEDONIA, REPUBLIC OF

CID002847

Tantalum

QuantumClean

UNITED STATES OF AMERICA

CID001508

Tantalum

Resind Industria e Comercio Ltda.

BRAZIL

CID002707

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Tantalum

Taki Chemical Co., Ltd.

JAPAN

CID001869

Tantalum

Telex Metals

UNITED STATES OF AMERICA

CID001891

Tantalum

Ulba Metallurgical Plant JSC

KAZAKHSTAN

CID001969

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

CID002508

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

CID001522

Tin

Alpha

UNITED STATES OF AMERICA

CID000292

Tin

An Vinh Joint Stock Mineral Processing Company

VIET NAM

CID002703

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

CID000228

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

CID003190

Tin

China Tin Group Co., Ltd.

CHINA

CID001070

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

BRAZIL

CID003486

 


EXHIBIT 1.01

 

Tin

CRM Synergies

SPAIN

CID003524

Tin

CV Ayi Jaya

INDONESIA

CID002570

Tin

CV Venus Inti Perkasa

INDONESIA

CID002455

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CHINA

CID003356

Tin

Dowa

JAPAN

CID000402

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

VIET NAM

CID002572

Tin

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

CID000438

Tin

Estanho de Rondonia S.A.

BRAZIL

CID000448

Tin

Fenix Metals

POLAND

CID000468

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CHINA

CID003410

Tin

Gejiu Fengming Metallurgy Chemical Plant

CHINA

CID002848

Tin

Gejiu Kai Meng Industry and Trade LLC

CHINA

CID000942

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

CID000538

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

CID001908

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

CID000555

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

CID003116

Tin

HuiChang Hill Tin Industry Co., Ltd.

CHINA

CID002844

Tin

Jiangxi New Nanshan Technology Ltd.

CHINA

CID001231

Tin

Luna Smelter, Ltd.

RWANDA

CID003387

Tin

Ma'anshan Weitai Tin Co., Ltd.

CHINA

CID003379

Tin

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

CID002468

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Tin

Melt Metais e Ligas S.A.

BRAZIL

CID002500

Tin

Metallic Resources, Inc.

UNITED STATES OF AMERICA

CID001142

Tin

Metallo Belgium N.V.

BELGIUM

CID002773

Tin

Metallo Spain S.L.U.

SPAIN

CID002774

Tin

Mineracao Taboca S.A.

BRAZIL

CID001173

Tin

Minsur

PERU

CID001182

Tin

Mitsubishi Materials Corporation

JAPAN

CID001191

Tin

Modeltech Sdn Bhd

MALAYSIA

CID002858

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

VIET NAM

CID002573

Tin

Novosibirsk Processing Plant Ltd.

RUSSIAN FEDERATION

CID001305

 


EXHIBIT 1.01

 

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Tin

Operaciones Metalurgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

CID001337

Tin

Pongpipat Company Limited

MYANMAR

CID003208

Tin

Precious Minerals and Smelting Limited

INDIA

CID003409

Tin

PT Aries Kencana Sejahtera

INDONESIA

CID000309

Tin

PT Artha Cipta Langgeng

INDONESIA

CID001399

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Tin

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

PT Babel Surya Alam Lestari

INDONESIA

CID001406

Tin

PT Bangka Serumpun

INDONESIA

CID003205

Tin

PT Bukit Timah

INDONESIA

CID001428

Tin

PT Cipta Persada Mulia

INDONESIA

CID002696

Tin

PT Lautan Harmonis Sejahtera

INDONESIA

CID002870

Tin

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

PT Mitra Stania Prima

INDONESIA

CID001453

Tin

PT Mitra Sukses Globalindo

INDONESIA

CID003449

Tin

PT Prima Timah Utama

INDONESIA

CID001458

Tin

PT Rajawali Rimba Perkasa

INDONESIA

CID003381

Tin

PT Rajehan Ariq

INDONESIA

CID002593

Tin

PT Refined Bangka Tin

INDONESIA

CID001460

Tin

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

PT Sukses Inti Makmur

INDONESIA

CID002816

Tin

PT Timah Nusantara

INDONESIA

CID001486

Tin

PT Timah Tbk Kundur

INDONESIA

CID001477

Tin

PT Timah Tbk Mentok

INDONESIA

CID001482

Tin

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

Resind Industria e Comercio Ltda.

BRAZIL

CID002706

Tin

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

CID001539

Tin

Soft Metais Ltda.

BRAZIL

CID001758

Tin

Super Ligas

BRAZIL

CID002756

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

VIET NAM

CID002834

 


EXHIBIT 1.01

 

Tin

Thaisarco

THAILAND

CID001898

Tin

Tin Technology & Refining

UNITED STATES OF AMERICA

CID003325

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

VIET NAM

CID002574

Tin

VQB Mineral and Trading Group JSC

VIET NAM

CID002015

Tin

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Yunnan Tin Company Limited

CHINA

CID002180

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

CID003397

Tungsten

A.L.M.T. Corp.

JAPAN

CID000004

Tungsten

ACL Metais Eireli

BRAZIL

CID002833

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

CID003427

Tungsten

Artek LLC

RUSSIAN FEDERATION

CID003553

Tungsten

Asia Tungsten Products Vietnam Ltd.

VIET NAM

CID002502

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

CID002513

Tungsten

China Molybdenum Co., Ltd.

CHINA

CID002641

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

CID000281

Tungsten

Cronimet Brasil Ltda

BRAZIL

CID003468

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CHINA

CID003401

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

CID002645

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Tungsten

GEM Co., Ltd.

CHINA

CID003417

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

CID000568

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Tungsten

H.C. Starck Smelting GmbH & Co. KG

GERMANY

CID002542

Tungsten

H.C. Starck Tungsten GmbH

GERMANY

CID002541

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000766

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

CID000769

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

CID002649

Tungsten

Japan New Metals Co., Ltd.

JAPAN

CID000825

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

 


EXHIBIT 1.01

 

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CHINA

CID002313

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

RUSSIAN FEDERATION

CID003408

Tungsten

Kennametal Fallon

UNITED STATES OF AMERICA

CID000966

Tungsten

Kennametal Huntsville

UNITED STATES OF AMERICA

CID000105

Tungsten

KGETS Co., Ltd.

KOREA, REPUBLIC OF

CID003388

Tungsten

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID003407

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Tungsten

Masan Tungsten Chemical LLC (MTC)

VIET NAM

CID002543

Tungsten

Moliren Ltd.

RUSSIAN FEDERATION

CID002845

Tungsten

Niagara Refining LLC

UNITED STATES OF AMERICA

CID002589

Tungsten

NPP Tyazhmetprom LLC

RUSSIAN FEDERATION

CID003416

Tungsten

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

CID002827

Tungsten

Unecha Refractory metals plant

RUSSIAN FEDERATION

CID002724

Tungsten

Wolfram Bergbau und Hutten AG

AUSTRIA

CID002044

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CHINA

CID002830