pcti-sd.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM SD

SPECIALIZED DISCLOSURE REPORT

 

 

PCTEL, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

 

 

Delaware

 

000-27115

 

77-0364943

(State or Other Jurisdiction of

Incorporation)

 

(Commission File

Number)

 

(IRS Employer
Identification No.)

471 Brighton Drive

Bloomingdale, Illinois 60108

(Address of Principal Executive Offices, including Zip Code)

Kevin J. McGowan (630) 372-6800

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1 to December 31, 2021.

 

 

 


 

 

 

Section 1 – Conflict Minerals Disclosure

Item 1.01. Conflict Minerals Disclosure and Report

In accordance with Section 1502 of the Dodd-Frank Act, which added Section 13(p) to the Securities and Exchange Act of 1934, as amended, PCTEL, Inc. has filed this Specialized Disclosure Report on Form SD and Conflict Mineral Report for the reporting period January 1, 2021 to December 31, 2021.  

Item 1.02. Exhibit

A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available along with the Company’s Conflict Minerals Policy at www.pctel.com under Investor Relations.

Section 2 – Exhibits

Item 2.01. Exhibits

Exhibit 1.01 – Conflict Minerals Report

 


 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 31, 2022

 

 

 

 

 

 

PCTEL, INC.

 

 

By:

 

/s/ Kevin J. McGowan

 

 

Kevin J. McGowan, Chief Financial Officer

 

pcti-ex101_6.htm

EXHIBIT 1.01

 

CONFLICT MINERALS REPORT OF PCTEL, INC.

IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Company Overview

 

PCTEL, Inc. (‘PCTEL’, the ‘Company’, ‘we’, ‘ours’ and ‘us’) is a leading global provider of wireless technology, including purpose-built Industrial Internet of Things (“IoT”) devices, antenna products, and test and measurement tools. During 2021, the Company assembled its antennas and Industrial IoT devices at its facilities in Tianjin, China, and Bloomingdale, Illinois and at contract manufacturers in China and elsewhere. The Company performed final assembly of all test & measurement products at the Company’s facility in Clarksburg, Maryland.

 

The Company has determined that the following conflict minerals are necessary to the functionality or production of our products: solder (cassiterite), electrical capacitors (tantalum), electrical connectors (gold) and semiconductors (gold). In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”), the Company undertook due diligence to determine whether the necessary conflict minerals in the Company’s products were or were not “DRC conflict free”. This is the PCTEL’s Conflict Minerals Report of PCTEL for products for which manufacturing was completed during calendar year 2021 in accord with Rule 13p-1. Numerous terms in this Report are defined in Rule 13p-1 and Form SD, and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.

 

Overview of Conflict Minerals Process and Reasonable Country of Origin Inquiry

 

The Company’s conflict minerals due diligence program is designed to facilitate compliance with Dodd-Frank Section 1502 and Rule 13p-1. The Company has developed and implemented a reasonable and documented due diligence process, consistent with the Organisation for Economic Co-operation and Development (“OECD”) Guidelines, to determine the use, source, and origin of columbite-tantalite (also known as coltan), cassiterite, wolframite, gold and their derivatives tantalum, tin and tungsten (collectively, “3TG”) in our global product portfolio, and specifically, whether any of them originated in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”). Representatives from the Company’s Finance, Manufacturing Management, Supply Chain, and Quality teams participate in the Conflict Minerals Program and support compliance. In addition, the Company utilizes a qualified independent third-party provider to assist with identifying and surveying suppliers, and to provide additional data collection and data analysis assistance.

 

The Company communicates to its suppliers and the public the Company’s Conflict Mineral Policy for the supply chain of minerals originating from Conflict-Affected and High-Risk Areas. The Company’s policy can be found at www.pctel.com.

 

The Company maintains internal standard operating procedures that provide a process to be followed in order to generate and maintain the information needed to comply with Dodd-Frank Section 1502.

 

Suppliers are assessed as part of a vendor due diligence and compliance assessment program. Suppliers identified as providing parts to the Company that include conflict minerals are tracked through an information system that captures and categorizes supplier and product information.

 

The Company conducted a reasonable country of origin inquiry (“RCOI”) by circulating a supply-chain survey with direct suppliers of components that contain conflict minerals using the Conflict Minerals Reporting Template (“CMRT”). The purpose of this supplier survey was to identify, if possible, the supply chain, including smelters and refiners who contribute refined conflict minerals to the Company’s


EXHIBIT 1.01

 

products. The Company made follow-up inquiries to obtain as much needed information as possible from as many suppliers as possible. Supplier responses were validated by evaluating the consistency of responses with other responses and information known about supplies and suppliers.

 

The Company compared the smelters and refiners identified by direct suppliers via the supply-chain survey against the list of smelter facilities that have received a “conflict free” designation by participating in an independent third-party smelter audit.

 

 

Due Diligence Results

 

The Company received responses from 51% of the vendors surveyed. Based on information provided in vendor surveys, we believe the facilities used to process the necessary 3TG in our products include 333 different smelters or refiners (“SORs”). Those SORs and their respective country locations are set forth in Appendix A to this Conflict Minerals Report. Based on review of the RMI SOR database, 230 of these SORs are Responsible Minerals Assurance Process (RMAP) conformant, which accounts for approximately 69% of the 333 SORs. The Company intends to continue to encourage those vendors who currently source 3TG from SORs that are not RMAP Conformant to transition to RMAP Conformant SORs or request the SORs they use to become RMAP Conformant.

 

 

Risk Mitigation/Future Due Diligence Measures

 

The Company has a continuous improvement plan that describes steps taken to mitigate the risks that its acquisition of necessary conflict minerals necessary to produce its products will benefit armed groups in the Covered Countries. The plan includes the following steps, among others, to continue to improve our due diligence measures:

 

 

Continue to assess the risks in our supply chain of conflict minerals sourced from the Covered Countries

 

Continue to work with third-party service providers to review and validate our supplier responses

 

Continue to influence our vendors to encourage the use of RMAP and other compliant sources

 

Engage suppliers during the year to communicate expectations

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


EXHIBIT 1.01

 

 

Appendix A

 

 

Metal

 

 

Smelter Name

 

 

Smelter Facility Location

 

 

Smelter ID

 

 

Gold

 

 

Aida Chemical Industries Co., Ltd.

 

 

Japan

 

 

CID000019

 

 

Gold

 

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

 

Germany

 

 

CID000035

 

 

Gold

 

 

AngloGold Ashanti Corrego do Sitio Mineracao

 

 

Brazil

 

 

CID000058

 

 

Gold

 

 

Argor-Heraeus S.A.

 

 

Switzerland

 

 

CID000077

 

 

Gold

 

 

Asahi Pretec Corp.

 

 

Japan

 

 

CID000082

 

 

Gold

 

 

Asaka Riken Co., Ltd.

 

 

Japan

 

 

CID000090

 

 

Gold

 

 

Aurubis AG

 

 

Germany

 

 

CID000113

 

 

Gold

 

 

Boliden AB

 

 

Sweden

 

 

CID000157

 

 

Gold

 

 

C. Hafner GmbH + Co. KG

 

 

Germany

 

 

CID000176

 

 

Gold

 

 

CCR Refinery - Glencore Canada Corporation

 

 

Canada

 

 

CID000185

 

 

Gold

 

 

Chimet S.p.A.

 

 

Italy

 

 

CID000233

 

 

Gold

 

 

Dowa

 

 

Japan

 

 

CID000401

 

 

Gold

 

 

Eco-System Recycling Co., Ltd. East Plant

 

 

Japan

 

 

CID000425

 

 

Gold

 

 

Heimerle + Meule GmbH

 

 

Germany

 

 

CID000694

 

 

Gold

 

 

Heraeus Metals Hong Kong Ltd.

 

 

China

 

 

CID000707

 

 

Gold

 

 

Ishifuku Metal Industry Co., Ltd.

 

 

Japan

 

 

CID000807

 

 

Gold

 

 

Istanbul Gold Refinery

 

 

Turkey

 

 

CID000814

 

 

Gold

 

 

Asahi Refining USA Inc.

 

 

United States Of America

 

 

CID000920

 

 

Gold

 

 

Asahi Refining Canada Ltd.

 

 

Canada

 

 

CID000924

 

 

Gold

 

 

JX Nippon Mining & Metals Co., Ltd.

 

 

Japan

 

 

CID000937

 

 

Gold

 

 

Kennecott Utah Copper LLC

 

 

United States Of America

 

 

CID000969

 

 

Gold

 

 

Kojima Chemicals Co., Ltd.

 

 

Japan

 

 

CID000981

 

 

Gold

 

 

LS-NIKKO Copper Inc.

 

 

Korea, Republic Of

 

 

CID001078

 

 

Gold

 

 

Materion

 

 

United States Of America

 

 

CID001113

 

 

Gold

 

 

Matsuda Sangyo Co., Ltd.

 

 

Japan

 

 

CID001119

 

 

Gold

 

 

Metalor Technologies (Suzhou) Ltd.

 

 

China

 

 

CID001147

 

 

Gold

 

 

Metalor Technologies (Hong Kong) Ltd.

 

 

China

 

 

CID001149

 

 

Gold

 

 

Metalor Technologies (Singapore) Pte., Ltd.

 

 

Singapore

 

 

CID001152

 

 

Gold

 

 

Metalor Technologies S.A.

 

 

Switzerland

 

 

CID001153

 

 

Gold

 

 

Metalor USA Refining Corporation

 

 

United States Of America

 

 

CID001157

 

 

Gold

 

 

Metalurgica Met-Mex Penoles S.A. De C.V.

 

 

Mexico

 

 

CID001161

 

 

Gold

 

 

Mitsubishi Materials Corporation

 

 

Japan

 

 

CID001188

 

 

Gold

 

 

Mitsui Mining and Smelting Co., Ltd.

 

 

Japan

 

 

CID001193

 

 

Gold

 

 

Nihon Material Co., Ltd.

 

 

Japan

 

 

CID001259

 

 

Gold

 

 

Ohura Precious Metal Industry Co., Ltd.

 

 

Japan

 

 

CID001325

 

 

Gold

 

 

PAMP S.A.

 

 

Switzerland

 

 

CID001352

 

 

Gold

 

 

Rand Refinery (Pty) Ltd.

 

 

South Africa

 

 

CID001512

 

 

Gold

 

 

Royal Canadian Mint

 

 

Canada

 

 

CID001534

 

 

Gold

 

 

SEMPSA Joyeria Plateria S.A.

 

 

Spain

 

 

CID001585

 

 

Gold

 

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

 

China

 

 

CID001622

 


EXHIBIT 1.01

 

 

Gold

 

 

Solar Applied Materials Technology Corp.

 

 

Taiwan, Province Of China

 

 

CID001761

 

 

Gold

 

 

Sumitomo Metal Mining Co., Ltd.

 

 

Japan

 

 

CID001798

 

 

Gold

 

 

Tanaka Kikinzoku Kogyo K.K.

 

 

Japan

 

 

CID001875

 

 

Gold

 

 

The Refinery of Shandong Gold Mining Co., Ltd.

 

 

China

 

 

CID001916

 

 

Gold

 

 

Tokuriki Honten Co., Ltd.

 

 

Japan

 

 

CID001938

 

 

Gold

 

 

Umicore S.A. Business Unit Precious Metals Refining

 

 

Belgium

 

 

CID001980

 

 

Gold

 

 

United Precious Metal Refining, Inc.

 

 

United States Of America

 

 

CID001993

 

 

Gold

 

 

Valcambi S.A.

 

 

Switzerland

 

 

CID002003

 

 

Gold

 

 

Western Australian Mint (T/a The Perth Mint)

 

 

Australia

 

 

CID002030

 

 

Gold

 

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

 

China

 

 

CID002224

 

 

Gold

 

 

Gold Refinery of Zijin Mining Group Co., Ltd.

 

 

China

 

 

CID002243

 

 

Gold

 

 

WIELAND Edelmetalle GmbH

 

 

Germany

 

 

CID002778

 

 

Gold

 

 

Advanced Chemical Company

 

 

United States Of America

 

 

CID000015

 

 

Gold

 

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

 

Uzbekistan

 

 

CID000041

 

 

Gold

 

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

 

Turkey

 

 

CID000103

 

 

Gold

 

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

 

Philippines

 

 

CID000128

 

 

Gold

 

 

Caridad

 

 

Mexico

 

 

CID000180

 

 

Gold

 

 

Cendres + Metaux S.A.

 

 

Switzerland

 

 

CID000189

 

 

Gold

 

 

Yunnan Copper Industry Co., Ltd.

 

 

China

 

 

CID000197

 

 

Gold

 

 

Chugai Mining

 

 

Japan

 

 

CID000264

 

 

Gold

 

 

Daye Non-Ferrous Metals Mining Ltd.

 

 

China

 

 

CID000343

 

 

Gold

 

 

DSC (Do Sung Corporation)

 

 

Korea, Republic Of

 

 

CID000359

 

 

Gold

 

 

OJSC Novosibirsk Refinery

 

 

Russian Federation

 

 

CID000493

 

 

Gold

 

 

Refinery of Seemine Gold Co., Ltd.

 

 

China

 

 

CID000522

 

 

Gold

 

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

 

China

 

 

CID000651

 

 

Gold

 

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

 

China

 

 

CID000671

 

 

Gold

 

 

LT Metal Ltd.

 

 

Korea, Republic Of

 

 

CID000689

 

 

Gold

 

 

Heraeus Precious Metals GmbH & Co. KG

 

 

Germany

 

 

CID000711

 

 

Gold

 

 

Hunan Chenzhou Mining Co., Ltd.

 

 

China

 

 

CID000767

 

 

Gold

 

 

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

 

 

China

 

 

CID000773

 

 

Gold

 

 

HwaSeong CJ CO., LTD.

 

 

Korea, Republic Of

 

 

CID000778

 

 

Gold

 

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

 

 

China

 

 

CID000801

 

 

Gold

 

 

Japan Mint

 

 

Japan

 

 

CID000823

 

 

Gold

 

 

Jiangxi Copper Co., Ltd.

 

 

China

 

 

CID000855

 

 

Gold

 

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

 

Russian Federation

 

 

CID000927

 

 

Gold

 

 

JSC Uralelectromed

 

 

Russian Federation

 

 

CID000929

 

 

Gold

 

 

Kazakhmys Smelting LLC

 

 

Kazakhstan

 

 

CID000956

 


EXHIBIT 1.01

 

 

Gold

 

 

Kazzinc

 

 

Kazakhstan

 

 

CID000957

 

 

Gold

 

 

Kyrgyzaltyn JSC

 

 

Kyrgyzstan

 

 

CID001029

 

 

Gold

 

 

L'azurde Company For Jewelry

 

 

Saudi Arabia

 

 

CID001032

 

 

Gold

 

 

Lingbao Gold Co., Ltd.

 

 

China

 

 

CID001056

 

 

Gold

 

 

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

 

China

 

 

CID001058

 

 

Gold

 

 

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

 

China

 

 

CID001093

 

 

Gold

 

 

Moscow Special Alloys Processing Plant

 

 

Russian Federation

 

 

CID001204

 

 

Gold

 

 

Nadir Metal Rafineri San. Ve Tic. A.S.

 

 

Turkey

 

 

CID001220

 

 

Gold

 

 

Navoi Mining and Metallurgical Combinat

 

 

Uzbekistan

 

 

CID001236

 

 

Gold

 

 

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

 

 

Russian Federation

 

 

CID001326

 

 

Gold

 

 

Penglai Penggang Gold Industry Co., Ltd.

 

 

China

 

 

CID001362

 

 

Gold

 

 

Prioksky Plant of Non-Ferrous Metals

 

 

Russian Federation

 

 

CID001386

 

 

Gold

 

 

PT Aneka Tambang (Persero) Tbk

 

 

Indonesia

 

 

CID001397

 

 

Gold

 

 

PX Precinox S.A.

 

 

Switzerland

 

 

CID001498

 

 

Gold

 

 

Sabin Metal Corp.

 

 

United States Of America

 

 

CID001546

 

 

Gold

 

 

Samduck Precious Metals

 

 

Korea, Republic Of

 

 

CID001555

 

 

Gold

 

 

Samwon Metals Corp.

 

 

Korea, Republic Of

 

 

CID001562

 

 

Gold

 

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

 

China

 

 

CID001619

 

 

Gold

 

 

Sichuan Tianze Precious Metals Co., Ltd.

 

 

China

 

 

CID001736

 

 

Gold

 

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

 

Russian Federation

 

 

CID001756

 

 

Gold

 

 

Great Wall Precious Metals Co., Ltd. of CBPM

 

 

China

 

 

CID001909

 

 

Gold

 

 

Tongling Nonferrous Metals Group Co., Ltd.

 

 

China

 

 

CID001947

 

 

Gold

 

 

Torecom

 

 

Korea, Republic Of

 

 

CID001955

 

 

Gold

 

 

Yamakin Co., Ltd.

 

 

Japan

 

 

CID002100

 

 

Gold

 

 

Yokohama Metal Co., Ltd.

 

 

Japan

 

 

CID002129

 

 

Gold

 

 

Morris and Watson

 

 

New Zealand

 

 

CID002282

 

 

Gold

 

 

SAFINA A.S.

 

 

Czechia

 

 

CID002290

 

 

Gold

 

 

Guangdong Jinding Gold Limited

 

 

China

 

 

CID002312

 

 

Gold

 

 

Umicore Precious Metals Thailand

 

 

Thailand

 

 

CID002314

 

 

Gold

 

 

Geib Refining Corporation

 

 

United States Of America

 

 

CID002459

 

 

Gold

 

 

MMTC-PAMP India Pvt., Ltd.

 

 

India

 

 

CID002509

 

 

Gold

 

 

KGHM Polska Miedz Spolka Akcyjna

 

 

Poland

 

 

CID002511

 

 

Gold

 

 

Fidelity Printers and Refiners Ltd.

 

 

Zimbabwe

 

 

CID002515

 

 

Gold

 

 

Singway Technology Co., Ltd.

 

 

Taiwan, Province Of China

 

 

CID002516

 

 

Gold

 

 

Shandong Humon Smelting Co., Ltd.

 

 

China

 

 

CID002525

 

 

Gold

 

 

Al Etihad Gold Refinery DMCC

 

 

United Arab Emirates

 

 

CID002560

 

 

Gold

 

 

Emirates Gold DMCC

 

 

United Arab Emirates

 

 

CID002561

 

 

Gold

 

 

International Precious Metal Refiners

 

 

United Arab Emirates

 

 

CID002562

 

 

Gold

 

 

Kaloti Precious Metals

 

 

United Arab Emirates

 

 

CID002563

 

 

Gold

 

 

Sudan Gold Refinery

 

 

Sudan

 

 

CID002567

 

 

Gold

 

 

T.C.A S.p.A

 

 

Italy

 

 

CID002580

 

 

Gold

 

 

REMONDIS PMR B.V.

 

 

Netherlands

 

 

CID002582

 


EXHIBIT 1.01

 

 

Gold

 

 

Fujairah Gold FZC

 

 

United Arab Emirates

 

 

CID002584

 

 

Gold

 

 

Industrial Refining Company

 

 

Belgium

 

 

CID002587

 

 

Gold

 

 

Shirpur Gold Refinery Ltd.

 

 

India

 

 

CID002588

 

 

Gold

 

 

Korea Zinc Co., Ltd.

 

 

Korea, Republic Of

 

 

CID002605

 

 

Gold

 

 

Marsam Metals

 

 

Brazil

 

 

CID002606

 

 

Gold

 

 

TOO Tau-Ken-Altyn

 

 

Kazakhstan

 

 

CID002615

 

 

Gold

 

 

Abington Reldan Metals, LLC

 

 

United States Of America

 

 

CID002708

 

 

Gold

 

 

SAAMP

 

 

France

 

 

CID002761

 

 

Gold

 

 

L'Orfebre S.A.

 

 

Andorra

 

 

CID002762

 

 

Gold

 

 

8853 S.p.A.

 

 

Italy

 

 

CID002763

 

 

Gold

 

 

Italpreziosi

 

 

Italy

 

 

CID002765

 

 

Gold

 

 

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

 

 

Austria

 

 

CID002779

 

 

Gold

 

 

AU Traders and Refiners

 

 

South Africa

 

 

CID002850

 

 

Gold

 

 

GCC Gujrat Gold Centre Pvt. Ltd.

 

 

India

 

 

CID002852

 

 

Gold

 

 

Sai Refinery

 

 

India

 

 

CID002853

 

 

Gold

 

 

Modeltech Sdn Bhd

 

 

Malaysia

 

 

CID002857

 

 

Gold

 

 

Bangalore Refinery

 

 

India

 

 

CID002863

 

 

Gold

 

 

Kyshtym Copper-Electrolytic Plant ZAO

 

 

Russian Federation

 

 

CID002865

 

 

Gold

 

 

Super Dragon Technology Co., Ltd.

 

 

China

 

 

CID001810

 

 

Gold

 

 

Shenzhen Zhonghenglong Real Industry Co., Ltd.

 

 

China

 

 

CID002527

 

 

Gold

 

 

Degussa Sonne / Mond Goldhandel GmbH

 

 

Germany

 

 

CID002867

 

 

Gold

 

 

Pease & Curren

 

 

United States Of America

 

 

CID002872

 

 

Gold

 

 

JALAN & Company

 

 

India

 

 

CID002893

 

 

Gold

 

 

SungEel HiMetal Co., Ltd.

 

 

Korea, Republic Of

 

 

CID002918

 

 

Gold

 

 

Planta Recuperadora de Metales SpA

 

 

Chile

 

 

CID002919

 

 

Gold

 

 

Safimet S.p.A

 

 

Italy

 

 

CID002973

 

 

Gold

 

 

State Research Institute Center for Physical Sciences and Technology

 

 

Lithuania

 

 

CID003153

 

 

Gold

 

 

African Gold Refinery

 

 

Uganda

 

 

CID003185

 

 

Gold

 

 

Gold Coast Refinery

 

 

Ghana

 

 

CID003186

 

 

Gold

 

 

NH Recytech Company

 

 

Korea, Republic Of

 

 

CID003189

 

 

Gold

 

 

QG Refining, LLC

 

 

United States Of America

 

 

CID003324

 

 

Gold

 

 

Dijllah Gold Refinery FZC

 

 

United Arab Emirates

 

 

CID003348

 

 

Gold

 

 

CGR Metalloys Pvt Ltd.

 

 

India

 

 

CID003382

 

 

Gold

 

 

Sovereign Metals

 

 

India

 

 

CID003383

 

 

Gold

 

 

C.I Metales Procesados Industriales SAS

 

 

Colombia

 

 

CID003421

 

 

Gold

 

 

Eco-System Recycling Co., Ltd. North Plant

 

 

Japan

 

 

CID003424

 

 

Gold

 

 

Eco-System Recycling Co., Ltd. West Plant

 

 

Japan

 

 

CID003425

 

 

Gold

 

 

Augmont Enterprises Private Limited

 

 

India

 

 

CID003461

 

 

Gold

 

 

Kundan Care Products Ltd.

 

 

India

 

 

CID003463

 

 

Gold

 

 

Emerald Jewel Industry India Limited (Unit 1)

 

 

India

 

 

CID003487

 

 

Gold

 

 

Emerald Jewel Industry India Limited (Unit 2)

 

 

India

 

 

CID003488

 

 

Gold

 

 

Emerald Jewel Industry India Limited (Unit 3)

 

 

India

 

 

CID003489

 


EXHIBIT 1.01

 

 

Gold

 

 

Emerald Jewel Industry India Limited (Unit 4)

 

 

India

 

 

CID003490

 

 

Gold

 

 

K.A. Rasmussen

 

 

Norway

 

 

CID003497

 

 

Gold

 

 

Alexy Metals

 

 

United States Of America

 

 

CID003500

 

 

Gold

 

 

Sancus ZFS (L’Orfebre, SA)

 

 

Colombia

 

 

CID003529

 

 

Gold

 

 

Sellem Industries Ltd.

 

 

Mauritania

 

 

CID003540

 

 

Gold

 

 

MD Overseas

 

 

India

 

 

CID003548

 

 

Gold

 

 

Metallix Refining Inc.

 

 

United States Of America

 

 

CID003557

 

 

Gold

 

 

Metal Concentrators SA (Pty) Ltd.

 

 

South Africa

 

 

CID003575

 

 

Gold

 

 

WEEEREFINING

 

 

France

 

 

CID003615

 

 

Gold

 

 

Value Trading

 

 

Belgium

 

 

CID003617

 

 

Tantalum

 

 

F&X Electro-Materials Ltd.

 

 

China

 

 

CID000460

 

 

Tantalum

 

 

Changsha South Tantalum Niobium Co., Ltd.

 

 

China

 

 

CID000211

 

 

Tantalum

 

 

Guangdong Zhiyuan New Material Co., Ltd.

 

 

China

 

 

CID000616

 

 

Tantalum

 

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

 

China

 

 

CID000914

 

 

Tantalum

 

 

Jiujiang Tanbre Co., Ltd.

 

 

China

 

 

CID000917

 

 

Tantalum

 

 

LSM Brasil S.A.

 

 

Brazil

 

 

CID001076

 

 

Tantalum

 

 

Metallurgical Products India Pvt., Ltd.

 

 

India

 

 

CID001163

 

 

Tantalum

 

 

Mineracao Taboca S.A.

 

 

Brazil

 

 

CID001175